Loss Scenarios
FINANCIAL INSTITUTIONS
- Failure to Adhere to Contract Provisions
- Suitability of Investments
- Failure to Follow Investment Guidelines
- Negligence/Suitability of Investments
- Negligence/Unauthorized Trade
FIDUCIARY
- Denial of Benefits, Improper Advice
- Administrative Error/Enrollment Oversight
- Administrative Error/Life Insurance Benefit Dispute
- Administrative Error/Mismanagement of Retirement Funds
DIRECTORS & OFFICERS
- Unfair Competition/A Cashless Settlement
- Misrepresentation/A Costly Misrepresentation
- Breach of Fiduciary Duty, Fraud/After Six Years, A Lawsuit
- Misrepresentation/Director Buys Company, Then Sues It
- Misappropriation of Trade Secrets/Not a Fair Trade
- Misrepresentation/Omission Commission
- Breach of Duty of Care/Pressure-Packed Lawsuits
- Negligent Misrepresentation/Sale Gone Sour
- Breach of Duty of Care/Sold to the Highest Bidder
- Theft of Trade Secrets
EMPLOYMENT PRACTICES
