E&O Insurance for Investment Companies & Advisors
(800) 273-5883



FINANCIAL INSTITUTIONS

Failure to Adhere to Contract Provisions
Suitability of Investments
Failure to Follow Investment Guidelines
Negligence/Suitability of Investments
Negligence/Unauthorized Trade

FIDUCIARY

Denial of Benefits, Improper Advice
Administrative Error/Enrollment Oversight
Administrative Error/Life Insurance Benefit Dispute
Administrative Error/Mismanagement of Retirement Funds

DIRECTORS & OFFICERS

Unfair Competition/A Cashless Settlement
Misrepresentation/A Costly Misrepresentation
Breach of Fiduciary Duty, Fraud/After Six Years, A Lawsuit
Misrepresentation/Director Buys Company, Then Sues It
Misappropriation of Trade Secrets/Not a Fair Trade
Misrepresentation/Omission Commission
Breach of Duty of Care/Pressure-Packed Lawsuits
Negligent Misrepresentation/Sale Gone Sour
Breach of Duty of Care/Sold to the Highest Bidder
Theft of Trade Secrets

EMPLOYMENT PRACTICES

Wrongful Termination/Bad Employees-Just Get Worse
Age Discrimination/Discrimination-Doesn't Get Better With Age
Sexual Harassment/Inappropriate Jokes-The Punchline is Not Funny
Sexual Harassment/Office Love-Can Lead to Corporate Heartbreak




If you have any specific questions about our Professional Liability Insurance and Errors and Omissions Insurance for Investment Advisors
call us 1-800-273-5883 or click here to contact us.

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