ia360 Risk Tips

The following articles were written by Ken Golsan and Brian Francetich of Golsan Scruggs.

February 2013
What’s Your Fiduciary Risk Management Plan?

November 2011
ERISA Fidelity Bond: Are RIAs Required to Obtain?

June 2011
Why Buy E&O? We’ve Never Been Sued.

October 2010
What Exactly Does RIA E&O Cover? Are All Policies Alike?

August 2010
RIA Liability Claim: Define “Alternative Investments

June 2010
Can I (Not) Take Your Order, Please?

January 2010
New Year Primer:  What’s Your 2010 Fiduciary Risk Management Plan?

November 2009
Practice Mergers & Acquisitions: Fiduciary Liability Exposure?

October 2009
Fiduciary Liability and E&O Liability: What’s the Difference?

July 2009
ETFs and the Definition of Insured Investments

June 2009
Alternative Investments

May 2009
How Much E&O Should I Buy?

April 2009
Material Change