WE BELIEVE IT IS INCUMBENT UPON US TO EARN THE RIGHT TO BE APPOINTED AS YOUR INSURANCE AND RISK MANAGEMENT AGENT.

Learn why understanding your practice and analyzing coverage issues protects your business.

CHUBB ALLIANCE PARTNER

WESTERN REFERRED AGENT

2016_risksurveycoverGolsan Scruggs distributed our RIA Risk Survey to approximately 8,000 independent Registered Investment Advisors throughout the United States by electronic survey from June 2016 through September 2016.

The purpose was to determine what areas of risk are collectively perceived as concerning, significant and central to a U.S. based Registered Investment Advisory operation.

Registered Investment Advisors’ ranked ten areas of risk from lowest to highest. The proprietary report includes details relating to definition of risk, management of risk and legal substantiation of each area of risk.

Download 2016 RIA Risk Survey