E&O Insurance for Investment Companies & Advisors
(800) 273-5883


STRATEGIC PARTNERS

carr schwartz butterfield

focus point solutions



FEDERAL & NATIONAL REGULATORY BODIES

• Investment Adviser Registration Depository (IARD)
• IARD: Registration Information
• National Association of Securities Dealers
• NASB: Registration Information
• NASAA - Investment Adviser Guide
• NASAA - State Securities Division Directory

INDUSTRY ASSOCIATIONS

• Financial Planning Association
• National Association of Personal Financial Advisors
• Intl Assoc for Registered Financial Consultants
• The International Forum
• Investment Management Consultants Association
• The National Association of Investment Professionals
• Fee Planners Network

FI360

The mission of fi360 is to promote a culture of fiduciary responsibility and improve the decision making process of investment fiduciaries. FI360 members with the AIF designation get a 5% Cambridge Alliance affinity premium discount.

• FI360 Homepage
• Prudent Practices for Investment Advisor



If you have any specific questions about our Professional Liability Insurance and Errors and Omissions Insurance for Investment Advisors
call us 1-800-273-5883 or click here to contact us.

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