INVESTMENT MANAGEMENT E&O SPECIALISTS SINCE 1992

Learn why understanding your practice and analyzing coverage issues protects your business.

CHUBB ALLIANCE PARTNER

WESTERN REFERRED AGENT

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INSURANCE PRODUCTS:

Errors & Omissions Liability
Cyber Security
Business Insurance

INVESTMENT ADVISOR (E&O) ERRORS & OMISSIONS LIABILITY INSURANCE

Investment Advisor E&O Errors & Omissions Insurance (aka Professional Liability Insurance) provides coverage for actual or alleged mistakes or misconduct, claims or suits for error or omission or breach of fiduciary duty, client suitability, not meeting client expectations, violation of regulations, accountability imposed under the Investment Advisers Act of 1940, and related matters. To learn more about the risk and exposures to your practice, please take some time to review our RIASURE Risk Tips, RIASURE Risk & Insurance Guide, industry articles and loss scenarios.

RIASURE™

Golsan Scruggs has developed an RIA risk assessment called RIASURE. This process helps us understand your practice and analyze Investment Advisor E&O Errors & Omissions Insurance coverage issues so that a proper insurance solution is structured to mitigate the exposures of your practice. At Golsan Scruggs, we believe it is incumbent upon us to earn the right to be appointed as your insurance and risk-management agent. Our RIASURE process exists to serve that purpose.

To obtain your complimentary RIASURE Review, please provide the following information or contact us at (800)273-5883.

Fields marked with * are required.

PARTICIPATING UNDERWRITERS

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GROUP PROGRAM & AFFILIATE DISCOUNTS

If you are a member in one of the following affiliates, you may be able to receive a discount on the annual premium. Contact us for more details.

  • FPA
  • NAPFA
  • Fidelity
  • TD Ameritrade
  • Pershing
  • SSG
  • FISERV
  • Raymond James
  • Scottrade
  • Assetmark
  • Garrett Advisor Network
  • BAM
  • FI360

Schwab OpenView MarketSquare™ is a service of Schwab Intelligent Technologies™ and provides consolidated ratings and reviews of technology solutions made by independent investment advisors. Unless otherwise noted, reviewed technology vendors are not affiliated with Schwab. Ratings and reviews do not express or imply any opinion or endorsement by Schwab of any participating vendor or product.