E&O Insurance for Investment Companies & Advisors
(800) 273-5883

Introduction to Golsan Scruggs

Questions to consider

What are the Defense Provisions?

What is the difference between Reimbursement and Pay-on-Behalf?

What is the carrier’s experience in managing fiduciary claims?

Is there an Alternatives Exclusion and how is it defined?

Any conditional Custodial or BD language?

Any mutual investment exclusion or limitation?

How is a claim triggered? What defines?

What is the definition of Notification?

How are Cost-of-Corrections handled?

How are Prior-Acts handled?



Is your financial practice E&O right for you?

With increased levels of litigiousness, and the resultant increase in the level of risk associated with being in the financial industry, the obvious question is what can be done to manage and/or control that risk.

Golsan Scruggs has developed a methodology called ia360. This process helps understand your practice and analyze coverage issues so that a proper solution is structured to mitigate the exposures of your practice.

STEP #1
RISK IDENTIFICATION
Understanding your practice and it's unique exposures.
STEP #2
COVERAGE ANALYSIS
What are the issues, terms, conditions and implications.
STEP #3
CREATE SOLUTIONS
In view of steps #1 and #2, the differing variables among the underwriter solutions - what insurance coverage structure is best?
STEP #4
MONITOR & MANAGE
How might your practice evolve? What additional tactics beyond insurance can be beneficial?

For further information, choose one of the following financial practices:

Registered Investment Advisor
Broker Dealer
Mutual Fund
Private Equity/Hedge Fund

If you have any specific questions about our Professional Liability Insurance and Errors and Omissions Insurance for Investment Advisors
call us 1-800-273-5883 or click here to contact us.

Home | Our ia360 Process | RIA | Broker Dealers | Mutual Funds | Private Equity/Hedge Funds | Contact Us | Client Login

Golsan Scruggs RIA is a division of Golsan Scruggs
© 2010 Golsan Scruggs - Professional Liability & Errors and Omissions Insurance for Investment Advisors