E&O Insurance for Investment Companies & Advisors
(800) 273-5883




In an increasingly litigious environment, Broker Dealers face the challenges of protecting not only their valued Registered Representatives from professional peril, but also shielding the Broker Dealer entity itself.  Contractual terms among the insurance underwriting markets vary widely; Golsan Scruggs prides itself in helping Broker Dealers understand the implications of the various terms and in placing our clients with carefully crafted contracts provided by quality insurance markets.

How to Apply

Golsan Scruggs has developed a methodology called ia360. This process helps us understand your practice and analyze coverage issues so that a proper solution is structured to mitigate the exposures of your practice.

Receive an initial consultation before beginning our ia360 process. Please provide the following information or contact us at (800)273-5883.

Fields marked with * are required.

First & Last Name*

Company*

State*

Number of Registered Representatives*

Assets Under Management*

Email Address*

Work Phone*

Participating Underwriters

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Click here for applications and specimens.

If you have any specific questions about our Professional Liability Insurance and Errors and Omissions Insurance for Investment Advisors
call us 1-800-273-5883 or click here to contact us.

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