In The News

The following articles involved interviews of Ken Golsan and Brian Francetich.

Industry Articles

The following risk management newsletters were published by Markel Cambridge Alliance for the investment advisor community:

  • 2011 Vol. 1 – Topics include: Insurance Concepts, Investment Selection, Avoid a Common Claim, Tom’s Take and Loss Environment.
  • 2011 Vol. 2 – Topics include: Social Media, Regulatory Update, Insurance Concepts, Avoid a Common Claim, and Loss Environment.
  • 2012 Vol. 3 – Topics include: Examination of leveraged ETFs, Best practice – avoid wire fraud, Social media update, and Registration switch.
  • 2012 Vol. 4 – Topics include: Dodd-Frank impact to advisor registration, Best practice – New client due diligence, How economic sanctions can impact you, Social media update, New fee disclosure requirements for retirement plans.
  • 2013 Vol. 5 – Topic focus: Best practices to avoid wire fraud
  • 2013 Vol. 6 – Topic focus: Safeguarding client information and avoiding wire fraud
The following articles were written by Bud Bigelow, Markel Cambridge Alliance, for publication in various trade publications within the financial community.

White Papers

The following documents are written and provided by Golsan Scruggs.

  • Ken’s Securities Law Notes - Notes regarding federal and state securities laws compiled by Ken Golsan, principal of Golsan Scruggs.
  • RIA Risk Survey - The purpose is to determine what areas of risk are collectively perceived as concerning, significant and central to a U.S. based Registered Investment Advisory operation.

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