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The following articles were written by Bud Bigelow, Markel Cambridge Alliance, for publication in various trade publications within the financial community.

The following articles were written by Todd E. Schwartz, Carr, Schwartz & Butterfield, for publication in various publications within the financial community.

• Regulation S-P: Now More Important Than Ever
• Tips on Pushing That Compliance Rock Up The Hill

The following notes regarding federal and state securities laws were compiled by Ken Golsan, principal of Golsan Scruggs.

• Ken's Securities Law Notes

The following articles involved interviews of Ken Golsan and Brian Francetich.

• HEDGE FUND INVESTMENT ADVISER INSURANCE
Hedge Fund Law Blog interview with Brian Francetich.

• BATTLE LINES - Advisers increasingly are embracing ERISA plan fiduciary status.
Plan Advisor magazine interview with Ken Golsan.



If you have any specific questions about our Professional Liability Insurance and Errors and Omissions Insurance for Investment Advisors
call us 1-800-273-5883 or click here to contact us.

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