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Risk & Insurance Guide
Investment Advisers face risks associated with rendering investment advice to their clients. Request our complimentary white paper highlighting the sources of risks that Investment Advisers encounter in their practices.
In The News
As a leader in E&O/Fiduciary Liability Insurance for the Registered Investment Advisor (RIA) community, Golsan Scruggs is honored to announce it has been given the recognition of “RIA Alliance Partner” by The Chubb Group of Insurance Companies.Read more
Latest RIA Risk Tips
The below chart shows 21 years of data comparing the S&P 500 against arbitration cases filed with FINRA. By doing this, we can see the historical trends of broad risk variability and how it changes given general market conditions.Read more
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