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Risk & Insurance Guide

Investment Advisers face risks associated with rendering investment advice to their clients. Request our complimentary white paper highlighting the sources of risks that Investment Advisers encounter in their practices.

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Our Firm

Golsan Scruggs is an insurance brokerage firm operating throughout the United States specializing in registered investment advisor (RIA), top25_logo private equity/hedge fund and mutual fund professional liability (E&O) insurance. As one of the largest insurers of RIA firms in the U.S., we have a dedicated staff that understands the risks of the financial services industry and can deliver on competitive pricing.  We make the underwriting process painless.

In The News

As a leader in E&O/Fiduciary Liability Insurance for the Registered Investment Advisor (RIA) community, Golsan Scruggs is honored to announce it has been given the recognition of “RIA Alliance Partner” by The Chubb Group of Insurance Companies.

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Latest RIA Risk Tips

The below chart shows 21 years of data comparing the S&P 500 against arbitration cases filed with FINRA. By doing this, we can see the historical trends of broad risk variability and how it changes given general market conditions.

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Insuring across the United States over 1,200 investment advisors

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