E&O Insurance for Investment Companies & Advisors
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INDUSTRY SPECIALISTS SINCE 1992

Learn more about our ia360 E&O insurance application process and how it protects your financial practice.

How To Apply For RIA E&O Insurance



Welcome to Golsan Scruggs, investment advisor professional liability specialists since 1992. We hope you will find the information helpful in determining how best to protect your business practice. You will find links to applications, practice loss prevention articles, and various risk management resources.


ia360 Risk Tips

New Year Primer:  What's Your 2010 Fiduciary Risk Management Plan?

As many begin the New Year with the formation of hopeful aspirations (or necessary modifications!), one such goal within the RIA practice could be to review one's current strategy for fiduciary risk-transfer, or broader yet, one's total Fiduciary Risk-Management Program.

The subject of risk-management can be categorized into four main strategy fields - let's call them "The 4 Pillars of Risk-Management".  These "pillars" constitute the support for your risk-management plan.  They are: (#1) Risk Avoidance, (#2) Risk Retention, (#3) Risk Control, and (#4) Risk Transfer.  Every good RM plan will possess components from each field; some avoidable, some intentional.

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Industry Articles

HEDGE FUND INVESTMENT ADVISER INSURANCE
Hedge Fund Law Blog interview with Brian Francetich.
Click here to read

BATTLE LINES - Advisers increasingly are embracing ERISA plan fiduciary status.
Plan Advisor magazine interview with Ken Golsan.
Click here to read

ia360 Process

With increased levels of litigiousness, and the resultant increase in the level of risk associated with being an investment advisor, the obvious question is what can be done to manage and/or control that risk?

Learn more about our ia360 E&O insurance application process and how it protects your investment advisor practice.

Click here for more information.

Portland Business Journal - 2009

The Portland Business Journal has recognized Golsan Scruggs as one of the top commercial insurance agencies in the Portland/Vancouver metropolitan region.

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RIA Workshops

Loss Prevention and the Investment Advisor Professional

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If you have any specific questions about our Professional Liability Insurance and Errors and Omissions Insurance for Investment Advisors
call us 1-800-273-5883 or click here to contact us.

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